Meaning
A Patent is an intellectual property right relating to
inventions and is the grant of exclusive right, for limited period, provided by
the Government to the patentee, in exchange of full disclosure of his invention,
for excluding others from making, using, selling, importing the patented product
or process producing that product.
BASICS OF PATENT LAW AND PROCEDURE
A patent is a legal grant by the state to the Inventor
A bundle of rights granted to the inventor for a
consideration or an incentive or his investment in his research
It is a contract between an inventor and the State for
the limited tenure
It helps in the balancing the competition and the
co-operation
WHAT IS INVENTION?
To invent literally means to find out something not found
or discovered by anyone before
Section 2(ii) of the Patent Act, 1970 (Amended) defines
invention means a new product or a process involving an inventive step and
capable of Industrial Application
CRITERIA FOR PATENTABILITY
Novelty
Utility Commercial & Industrial
Inventive step & Non-obviousness
Inventiveness means a feature of an invention that
involves technical advancement as compared to the existing knowledge or the
economic signification or both and that makes the invention non-obvious to a
person skilled in the art
Technical Problem Technical solution
RIGHTS OF THE PATENTEE
Right to commercially exploit the patent
Grant to assign and grant the licence
Right to deal with it for any consideration
Patent rights are limited and are closing rights
It is negative rights
PROCEDURE FOR THE PATENT APPLICATION AND GRANT
Filing of the specification along with the application
Application to the Controller of Patents in the
prescribed form
Specification can be provisional and or complete
specification
Contents of specification
Disclosure of the inventions is at the heart of the
Patent System
Publication and examination of the application
Opposition to grant of the patents
Grants of patents and rights offered thereby
NON-PATENTABLE INVENTIONS
Discoveries
Literary and other artistic works.
A method of doing business or playing a game.
The presentation of the information.
A method of treatment of a human or an animal.
A plant or animal variety
A method of agriculture or horticulture
A biological process for the production plants
and animals
An invention which in effect is of traditional
knowledge
A computer programme per se
Inventions relating to atomic energy.
Introductions
The term "patent" may be explained to be a
monopoly right granted by the Government to a person who has made a new
invention. The term "invention" means a new product or process involving an
inventive step capable of industrial application.
Legislation
The Patent System in India is governed by the
Patents Act, 1970 (No. 39 of 1970) as amended by the Patents (Amendment) Act,
2005 and the Patents Rules, 2003, as amended by the Patents (Amendment) Rules,
2006 effective from 5-5-2006.
Novelty
Under both the new law as well as the earlier law
the process or the product that is subject matter of patent claimed, shall be
novel; i.e., the invention shall be new and not known to others.
NON-Obviousness
It shall also be non obvious; i.e., the process
or the product that is subject matter of patent claimed shall not be obvious
to the notional addressee or to a person skilled in the art.
Utility
It shall also be useful in industrial
application. Here utility means industrial utility and not the practical
usefulness or commercial utility.
Types of patent applications
(a) Ordinary Application.
(b) Application for Patent of Addition (granted
for Improvement or Modification of the already patented invention, for an
unexpired term of the main patent).
(c) Divisional Application (in case of plurality
of inventions disclosed in the main application).
(d) Convention application, claiming priority
date on the basis of filing in Convention Countries.
(e) National Phase Application under PCT (Patent
Co-operation Treaty).
Who may apply?
The inventor may make an application, either alone or
jointly with another, or his/their assignee or legal representative of any
deceased inventor or his assignee.
General Precautions
Currently the first to file system is employed, in which,
among persons having filed the same invention, first one is granted a patent.
Therefore an application should be filed promptly after conceiving the
invention.
What is Patentable?
A new product or process, involving an inventive
step and capable of being made or used in an industry. It means the invention
to be patentable should be technical in nature and should meet the following
criteria
(i) Novelty: The matter disclosed in the
specification is not published in India or elsewhere before the date of filing
of the patent application in India.
(ii) Inventive Step: The invention is not obvious
to a person skilled in the art in the light of the prior
publication/knowledge/document.
(iii) Industrially applicable: Invention should
possess utility, so that it can be made or used in an industry.
What is not Patentable?
(a) an invention which is frivolous or which
claims anything obviously contrary to well established natural laws;
(b) an invention the primary or intended use or
commercial exploitation of which could be contrary to public order or morality
or which causes serious prejudice to human, animal or plant life or health or
to the environment;
(c) the mere discovery of a scientific principle
or the formulation of an abstract theory or discovery of any living thing or
non-living substances occurring in nature;
(d) the mere discovery of a new form of a known
substance which does not result in the enhancement of the known efficacy of
that substance or the mere discovery of any new property or mere new use for a
known substance or of the mere use of a known process, machine or apparatus
unless such known process results in a new product or employs at least one new
reactant;
(e) a substance obtained by a mere admixture
resulting only in the aggregation of the properties of the components thereof
or a process for producing such substance;
(f) the mere arrangement or re-arrangement or
duplication of known devices each functioning independently of one another in
a known way;
(g) a method of agriculture or horticulture;
(h) any process for the medicinal, surgical,
curative, prophylactic, diagnostic, therapeutic or other treatment of human
beings or any process for a similar treatment of animals to render them free
of disease or to increase their economic value or that of their products;
(i) plants and animals in whole or any part
thereof other than micro-organisms but including seeds, varieties and species
and essentially biological processes for production or propagation of plants
and animals;
(j) a mathematical or business method or a
computer programme per se or algorithms;
(k) a literary, dramatic, musical or artistic
work or any other aesthetic creation whatsoever including cinematographic
works and television productions;
(l) a mere scheme or rule or method of performing
mental act or method of playing game;
(m) a presentation of information;
(n) topography of integrated circuits;
(o) an invention which in effect, is traditional
knowledge or which is an aggregation or duplication of known properties of
traditionally known component or components;
(p) Inventions relating to atomic energy and the
inventions prejudicial to the interest of security of India.
Documents required for filing an application
1. Application form in duplicate. (Form 1).
2. Provisional or complete specification in duplicate. If
the provisional specification is filed, it must be followed by the complete
specification within 12 months. (Form 2).
3. Drawing in duplicate. (if necessary).
4. Abstract of the invention in duplicate.
5. Information & undertaking listing the number, filing
date & current status of each foreign patent application in duplicate. (Form
3).
6. Priority document (if priority date is claimed) in
convention application, when directed by the Controller.
7. Declaration of inventor-ship where provisional
specification is followed by complete specification or in case of
convention/PCT national phase application. (Form 5).
8. Power of attorney (if filed through Patent Agent).
9. Fee (to be paid in cash/by cheque/by demand draft) (See
Schedule I).
(Note: The cheque or demand draft
should be payable to the "Controller of Patents" drawn on any schedule bank at
a place where the appropriate office is situated).
Appropriate office for filing an application
Application is required to be filed according to
the territorial limits where the applicant or the first mentioned applicant in
case of joint applicants, for a patent normally resides or has domicile or has a
place of business or the place from where the invention actually originated. The
four patent offices are located at Kolkata, Mumbai, Delhi & Chennai.
Publication & examination of patent applications
(i) Request for examination
No application for patent will be examined if no
request is made by the applicant or by any other interested person in Form 18
with prescribed fee of Rs. 2,500/- or
Rs. 10,000/- for natural person and other than natural person respectively,
within a period of 48 months from the date of priority of the application or
from the date of filing of the application, whichever is earlier.
(ii) Examination
Application for patent, where request has been
made by the applicant or by any other interested person, will be taken up for
examination, according to the serial number of the requests received on Form
18. A First Examination Report (FER) stating the objections/requirements is
communicated to the applicant or his agent according to the address for
service ordinarily within six (6) months from the date of request for
examination or date of publication whichever is later. Application or complete
specification should be amended in order to meet the objections/requirements
within a period of 12 months from the date of First Examination Report (FER).
No further extension of time is available in this regard. If all the
objections are not complied with within the period of 12 months, the
application shall be deemed to have been abandoned. When all the requirements
are met the patent is granted, after 6 months from the date of publication,
the letter of patent is issued, entry is made in the register of patents and
it is notified in the Patent Office, Journal.
(iii) Publication
All the applications for patent, except the
applications prejudicial to the defence of India or abandoned due to
non-filing of complete specification within12 months after filing the
provisional or withdrawn within 15 months of filing the application, are
published in the Patent Office Journal just after 18 months from the date of
filing of the application or the date of priority whichever is earlier.
(iv) Early Request for Publication
The applicant may also file a request for early
publication in Form 9 with a prescribed fee of Rs. 2,500 or
Rs. 10,000 for natural person and other than natural person respectively. The
above application is published ordinarily within one month from the date of
the request on Form 9.
Withdrawal of patent application
The application for patent can be withdrawn at
least 3 months before the first publication which will be 18 months from the
date of filing or date of priority whichever is earlier.
The application can also be withdrawn at any time
before the grant of the patent.
The application withdrawn after the date of
publication, cannot be refiled as it is already laid open for public
inspection. However, application withdrawn before the publication can be
refiled provided it is not opened to public otherwise.
Pre grant Opposition
Where an application for a patent has been
published but a patent has not been granted, any person may, in writing
represent by way of opposition to the Controller against the grant of any
Patent. It shall be filed in Form 7 along with a fee of Rs. 1,500/- or Rs.
6,000/- for natural person and other than natural person respectively, in
duplicate at the appropriate office.
Acceptance of complete specification &
advertisement thereof
Upon acceptance of the complete specification,
the Controller shall give notice thereof to the applicant and advertise the
fact of such acceptance in the Official Gazette.
Provisional specification
Application for patent may be accompanied by the
provisional specification. It should contain the description of invention with
drawing, if required. It is not necessary to include claim. However, the
complete specification should be fairly based on the matter disclosed in the
provisional specification and should be filed within 12 months. If the
complete specification is not filed within 12 months the application is deemed
to have been abandoned.
Complete specification
The complete specification is an essential
document in the filing of patent application along with the drawing to be
attached according to the necessity. Complete specification shall fully
describe the invention with reference to drawing, if required, disclosing the
best method known to the applicant and end with Claim/Claims defining the
scope of protection sought.. The specification must be written in such a
manner that person of ordinary skill in the relevant field, to which the
invention pertains, can understand the invention. Normally, it should contain
the following:
(1) Title of invention, (2) Field of invention,
(3) Background of invention with regard to the drawback associated with known
art, (4) Object of invention, (5) Statement of invention, (6) A summary of
invention, (7) A brief description of the accompanying drawing, (8) Detailed
description of the invention with reference to drawing/examples, (9) Claim(s),
(10) Abstract.
If the application is made with the provisional
specification, complete specification shall be filed within 12 months from the
date of filing of application. This period of 12 months may be extended by
another 3 months by the Controller upon request being made therefor.
The specification must start with a short title,
which describes the general nature of invention. The title should not contain
anyones name, a fancy name and trade name or personal name or any
abbreviation, etc.
Description OF PROCESS/INVENTION
The specification must be written in good and
clear English or Hindi. The specification should indicate those features which
are essential for the operation of the invention as well as those features for
which a choice can be made. The description must be sufficiently detailed for
someone who works in the same area of technology to be able to perform the
invention from the information given in the description. The best method of
putting the invention into effect is required to be described.
In case of biological invention, it is required
to mention the source or geographical origin of biological material used for
the invention.
Claim OF EXCLUSIVITY OF PROCESS/PRODUCT
A set of properly drafted claims is an important
part of complete specification. The complete specification must have at least
one claim. The first claim is the main and independent claim. The first claim
defines an invention in the complete specification The subsidiary and
dependent claims refer to the main claim and include qualifying or explanatory
clauses on the various integers of the main claim or optional features.
Although the claim clauses consist of a number of claims, the totality of the
claims must relate to one invention only. It should be noted that a claim is a
statement of technical facts expressed in legal terms defining the scope of
the invention sought to be protected.
Abstract
The abstract is the concise summary of the
invention claimed preferably within 150 words and shall commence with the
title of the invention.
Drawing
Drawing should be filed on standard A4 size sheet
in duplicate. Drawing should be drawn on the sheet with margin of 4 cm on top
and left hand and 3 cm at the bottom and right hand side. Figure should be
shown clearly on sufficient scale in upright position with respect to top and
bottom position of the sheet. At left-hand top corner of the sheet, the name
of applicant should be mentioned, with the application No. therebelow. No. of
sheets and sheet No. should be mentioned at the right hand top corner. At the
right-hand bottom, signature of the applicant/agent should be made mentioning
the name thereunder. A reference letter/numerals as used in the description
should also be used in denoting the corresponding component/part in the
figure(s).
Opposition to grant of patent
At any time within four months from the date of
advertisement of acceptance of complete specification, any person interested
may give notice of opposition to the Controller in prescribed manner on any of
the relevant grounds mentioned in section 25 of the patent law. After giving
opportunity of being heard to both the applicant and the opponent, the
Controller shall decide the case.
Post grant opposition
Any interested person having trading, financial
or research interest in the patent granted can file notice of opposition
(along with written statement and evidence, if any) anytime after the grant of
Patent but before the expiry of a period of one year from the date of
publication of grant of a Patent in the Patent Office Journal. The above
notice of opposition under Section 25(2) shall be filed in Form 7 along with a
fee of Rs. 1,500/- or Rs. 6,000/- for natural person and other than natural
person respectively, in duplicate at the appropriate office. The grounds of
opposition under section 25(2) are the same as given before in case of
pre-grant opposition. The post grant opposition is decided by an Opposition
Board followed by a hearing and the reasoned decision by the Controller.
Term and date of patent
Term of every patent will be 20 years from the
date of filing of patent application, irrespective of whether it is filed with
provisional or complete specification.
Rights of the patentee
Where a patent covers a product, the grant of
patent gives the patentee the exclusive right to prevent others from
performing, without authorisation, the act of making, using, offering for
sale, selling or importing that product in India.
Where a patent covers a process, the patentee has
the exclusive right to exclude others from performing, without his
authorisation, the act of using that process, using and offering for sale,
selling or importing for those purposes, the product obtained directly by that
process in India.
Register of patent
The Register of Patents are kept in the Patent
offices and can be inspected or extract from it can be obtained on payment of
prescribed fee.
Renewal fee
To keep the patent in force, Renewal fee is to be
paid every year. The first renewal fee is payable for the third year and must
be paid before the expiration of the second year from the date of patent. If
the patent has not been granted within two years the renewal fees may be
accumulated and paid immediately after the patent is granted, or within three
months of its recordal in Register of Patents or within extended period of 9
months, by paying extension fees of six months in Form 4, from the date of
recorded. If the renewal fees is not paid within the prescribed time, the
patent will cease to have effect. However, provision to restore the patent is
possible provided application is made within eighteen months from the date of
cessation. Renewal fee is counted from the date of filing of the Patent
application. Six months grace time is available with extension fee for payment
of renewal fee. No renewal fees is payable on Patents of Addition, unless the
original patent is revoked and if the Patent of Addition is converted into an
independent patent; renewal fee, then, becomes payable for the remainder of
the term of the main patent. The scale / amount of renewal fees is on the
basis case to case basis on scrutiny of renewal application .
Restoration
Application for restoration of a patent that
lapses due to non-payment of renewal fees must be made within 18 months of
lapse.
Request for permission to file abroad
If any application is to be filed abroad, without
filing in India, it should be made only after taking a written permission from
the Controller. The request for permission for making patent application
outside India shall be made in Form 25 along with a fee of Rs. 1,000/- or Rs.
4,000/- for natural person and other than natural person respectively. A gist
of invention should also be filed along with the Form 25.